Dual Reg CF Raise Strategy Overview
This section outlines a capital formation strategy for R. Block Nation using simultaneous Reg CF raises to both (1) fund issuer campaigns and (2) fund the development and expansion of the platform itself.
This model preserves compliance under the JOBS Act while maximizing flexibility, community participation, and brand control — all without requiring Reg A+ at the outset.
Unlike traditional startup capital raises, this model provides proof-of-concept to investors, who can directly engage with the product they’re investing in: a live, transparent, compliant investment platform designed for long-term JOBS Act alignment.
🧭 Overview
- Structure: Multiple Reg CF raises run concurrently via a white-labeled, FINRA-regulated funding portal
- Use of Proceeds:
- Raise A: External issuer capital campaigns
- Raise B: Platform development (compliance stack, onboarding, smart contracts, BD integration)
- Platform: Fully branded R. Block Nation UI, investor flows, and documentation site
- Compliance Stack: Kore (issuer onboarding), Settlemint (token backend), North Capital (escrow)
- Ownership Model: Class B tokenized equity, issued per-raise, with 12-month transfer restriction (Reg CF rule)
🎯 Objectives
- Democratize access to private market investment opportunities from day one
- Use Reg CF exclusively until traction thresholds are met for a possible Reg A+ offering
- Build a scalable, compliant marketplace for underrepresented investor communities
- Maintain full control over platform branding, domain, and smart contract logic
- Build investor trust through a live proof-of-concept, not just pitch materials