R. Block Nation β Smart Contract Upgrades (Phase 2)¶
πΉ 1. TransferAgent.sol β Add AGM + eVote Hooks¶
Purpose:
Automates the organization and execution of Annual General Meetings (AGMs) directly on-chain.
Integrates eVoting for token holders, ensuring investor rights and participation parity with traditional shareholders β critical for Reg A+ and higher-volume Reg CF offerings.
Usefulness:
β
Enhances shareholder governance within tokenized cap tables.
βοΈ Strengthens compliance with investor-protection expectations (βsame rights as traditional shareholdersβ).
π Stores voting outcomes immutably on-chain for audit and regulatory transparency.
πΉ 2. ComplianceRegistry.sol β Emit InvestorVerified¶
Purpose:
Emits an event whenever an investor passes KYC/AML (or accreditation) checks, creating a verifiable, auditable on-chain compliance trail.
Usefulness:
β
Enables transfer restrictions (only verified investors may transfer).
β
Supports ATS / secondary market readiness.
π‘οΈ Improves trust, transparency, and real-time oversight for broker-dealers and regulators.
πΉ 3. GovernanceBoard.sol β Record Shareholder Resolutions¶
Purpose:
Allows submission and recording of shareholder resolutions, including voting results, board approvals, and investor actions, stored immutably on-chain.
Usefulness:
β
Key for tokenized equity under Reg A+ or advanced Reg CF offerings.
π Reinforces corporate governance transparency and issuer accountability.
π Meets audit and record-retention requirements under FINRA Rule 4511.
Next Steps:
These modules will be compiled and deployed alongside the upgraded TransferAgent.sol
and indexed in your subgraph for automated governance and compliance reporting.
β Back to Progress Report (Nov 2025) β View Internal Compliance & BD Alignment (Nov 2025)