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R. Block Nation β€” Smart Contract Upgrades (Phase 2)


πŸ”Ή 1. TransferAgent.sol β€” Add AGM + eVote Hooks

Purpose:
Automates the organization and execution of Annual General Meetings (AGMs) directly on-chain.
Integrates eVoting for token holders, ensuring investor rights and participation parity with traditional shareholders β€” critical for Reg A+ and higher-volume Reg CF offerings.

Usefulness:
βœ… Enhances shareholder governance within tokenized cap tables.
βš–οΈ Strengthens compliance with investor-protection expectations (β€œsame rights as traditional shareholders”).
πŸ“Š Stores voting outcomes immutably on-chain for audit and regulatory transparency.


πŸ”Ή 2. ComplianceRegistry.sol β€” Emit InvestorVerified

Purpose:
Emits an event whenever an investor passes KYC/AML (or accreditation) checks, creating a verifiable, auditable on-chain compliance trail.

Usefulness:
βœ… Enables transfer restrictions (only verified investors may transfer).
βœ… Supports ATS / secondary market readiness.
πŸ›‘οΈ Improves trust, transparency, and real-time oversight for broker-dealers and regulators.


πŸ”Ή 3. GovernanceBoard.sol β€” Record Shareholder Resolutions

Purpose:
Allows submission and recording of shareholder resolutions, including voting results, board approvals, and investor actions, stored immutably on-chain.

Usefulness:
βœ… Key for tokenized equity under Reg A+ or advanced Reg CF offerings.
πŸ“˜ Reinforces corporate governance transparency and issuer accountability.
πŸ” Meets audit and record-retention requirements under FINRA Rule 4511.


Next Steps: These modules will be compiled and deployed alongside the upgraded TransferAgent.sol
and indexed in your subgraph for automated governance and compliance reporting.


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