🧭 Investor Flow: From Platform Entry to Liquidity
This document outlines how retail and accredited investors move through the R. Block Nation platform — from their initial investment under Reg CF, to Reg A+ participation, and optionally Reg D placements for larger accredited commitments.
📌 Phase 1: Reg CF Entry Point
Most investors begin here.
- Offering Type: Regulation CF
- Max Investment: Subject to SEC income/net worth limits
- Who Can Invest: All U.S. retail investors (18+)
- Token Purchased: RBCB (Class B Units)
- Transfer Restrictions: 12 months from date of purchase
- Platform Intermediary: FINRA-registered funding portal (no broker-dealer yet)
- Onboarding Includes:
- KYC/AML checks
- Wallet setup (custodial or non-custodial)
- Investor disclosures (Form C)
- Acknowledgment of lockup period
🔄 Phase 2: Optional Reg D Sidecar (for Accrediteds)
May operate concurrently with Reg CF or Reg A+.
- Offering Type: Regulation D (506(c))
- Investor Type: Accredited investors only
- Minimum Investment: Higher than Reg CF (e.g., $5,000+)
- Benefits:
- Larger allocation
- No lock-up (if structured properly)
- Verification: Accredited status via third-party verifier or platform API
🚀 Phase 3: Reg A+ Scale & Liquidity (Post-Traction)
Executed only after CF traction validates platform readiness.
- Offering Type: Regulation A+ Tier 2
- Max Raise: Up to $75M/year
- Who Can Invest: All U.S. investors (retail & accredited)
- Platform Role: Funding portal or broker-dealer
- Investor Benefits:
- Freely tradable tokens
- Liquidity via ATS integration
- Tiered perks or access based on prior investment
🧠 Strategic Notes
- Investors may move from Reg CF → Reg A+ automatically or via invite
- Accrediteds can optionally invest in Reg D, depending on deal flow
- Platform prioritizes Reg CF first to demonstrate compliance and traction before triggering larger rounds